Abstract
Does Australian mediation training present a range conflict
theories in order to critically evaluate the scale and context of
issues needing resolution?
All conflict theories promote intermediary processes, identifying
impediments to agreement, and assisting participants search for
solutions. Differences often relate to scale - theories vary for
scoping inter-personal, local, regional, national, international and
global conflicts. Appreciating different theories offers greater
flexibility for taking into account the scale of the problems and
the scale at which it is possible to seek resolution.
ADR as it is directed and supported through national programs may
be inadequate for addressing problems unresolvable through existing
laws and legislation. Theory is critical to determine whether
majority/minority issues are being adequately scoped as disputes,
resolvable through compromise, or as conflicts that entail deeper
concerns about legitimacy and recognition and require cross-cultural
engagement between western and non-western traditions. If outcomes
cannot be accommodated within predominant national structures,
broader theoretical frameworks may be needed so that mediators can
explicitly stipulate what kind of process could address intra-state
disparities between the interests of dominant/subordinate peoples;
otherwise predominant national interests simply dictate a
prescribed, and potentially unjust process.
Notes
Definition of Conflict: A conflict arises when parties
disagree about the distribution of material or symbolic resources
and act on the basis of those perceived incompatibilities.
Conflict has elements that are:
Perceptual and behavioural - there are a range of ways people
can express it and engage in it.
Subjective - it is not straightforward to assess the
foundation of incompatibilities. It is to do with the way people
think and act, and therefore it is not possible to presuppose how it
should be identified and resolved.
Generic, or non-specific - it can be meaningful at different
levels of social interaction from the interpersonal through to
international or global levels. Insights drawn from one level of
social interaction may have relevance for another.
Interactive, dynamic process, not a static condition or event.
Conflicts move through different stages, and there is potential for
envisaging capacities to influence or change its direction at
different stages. (International Alert: 1998)
Conflict Analysis and Conflict Management are terms which
tend cover the study of all social processes through which
individuals and groups understand and attempt to deal with
conflict. It is taken to be an underlying value-neutral feature
common in a wide range of social activites in which there can be incompatibility
in values, interests and goals. For instance, conflict can operate
and be expressed in terms of :
socially motivated actions expressed within cultural groups and
social systems to maintain identity, well-being and social cohesion,
and
socially motivated actions when unsettling dilemmas create a need
for change, and individuals and groups have to deal with and make
significant adjustments.
Means to deal with conflict can include:
avoidance
acceptance
gradual reform
confrontation. My area of interest is in negotiations, which
can occur at different stages in either of two signficant forms of
confrontation:
in situations where support is mustered to bring about change through
non-violent means.
in situations where groups actively organize to revolutionize or
overturn a social system through forceful or violent means. (Schellenberg:
1996)
INTERVENTIONIST THEORIES APPLICABLE FOR NEGOTIATING TO RESOLVE
INCOMPATABILITIES
Dispute Resolution, Conflict Resolution and Conflict
Transformation all focus on interventionist and intermediary
practices, how facilitative support may be offered to contending
groups, and what assistance might lead toward a willingness and an
increased capacity to negotiate. The fous of study is on how
facilitation by intermediaries might help reveal to the parties
involved the hidden behavioural realities in the complexity of their
situation and their interactions. (Burton: 1996)
Purpose of Theory: Practices where parties are open to
consider optional strategies, and therefore optional directions of
change, provide an opportunity for derived knowledge drawn from
experience in conflict interactions to be abstracted. Thus
principles can be transferred or replicated in order that in future
similar occurrences might be approached by taking advantage of the
knowledge generated and consider the possibility of less destructive
ways to deal with conflict in future. (Burton: 1996)
Theories about the resolution of incompatabilities have a
focus on human propensities and attributes that contribute to group
dynamics in conflicts. They can signify two important capacities
relevant for dealing with group conflict:
capacity to identify causes and issues associated with conflicts
capacity to resolve or otherwise deal with conflicts.
Negotiating Disputes:
When there are tolerable degrees of compatibility and synchrony
between these capacities, this signifies an overall capacity to
maintain social cohesion. Confrontations can be settled through
compromise by traditional means, such as adjudication,
arbitration, mediation or negotiation, without the need to alter
usual mechanisms and institutions appropriate within a social
system. Traditionally Western legal processes determine the rights
and wrongs of issues according to past facts and existing
laws. They are not geared toward predicting whether or how outcomes
might lead in an integrated way toward sustainable change. (Susskind
& Cruikshank: 1987) Increasingly Alternative Dispute
Resolution has been applied as an adjunct to formal adjucatory
legal systems, with an assumption that consensual settlements can be
made meaningful in terms of the ongoing taken-for-granted
institutions legitimated within the social system. However, if ADR
is the only consensual process available for settling
incompatabilities, it can presuppose that it is possible to achieve
compromise and have decisions ratified or incorporated within
pre-existing legal frameworks in every case. ADR practitioners in
Australia for instance, are often lawyers, and use ADR as an
extension of or adjunct to taken-for-granted institutionalised
processes.
Negotiating Conflicts
When there is not a tolerable degree of compatibility between
these two fundamental capacities, they tend to signify an incapacity
to deal with issues because they cannot be settled through
compromise. One or more parties wants change, but not through
taken-for-granted settlement mechanisms. The dynamics involve
confrontations outside of ordinary ideas, choices,
preferences and interests which can be argued and negotiated as part
of normal social living. Conflicts tend to require a broader
analytical view than a simple assessment of immediately apparent
factors.
CONFLICTS WHERE DECISION-MAKING PROCESSES MAY NEED REVIEW
Scale
Issues of the scale of a conflict, and how this relates to the
scale at which it is possible to settle incompatabilities, are
becoming an integral problematic feature of many settlement
processes. It is becoming difficult to separate one type of issue
from another as human societies become involved in greater levels of
complexity through globalising systems that bring to light
similarities and differences between lifestyles and aspirations, and
the potential for outcomes to be perceived to be unsustainable. It
follows that there is likely to be uncertainty and disagreement
about the roles and relationships between institutions and
individuals operating at different scales of social interaction from
the local to the global. Dilemmas are increasingly arising as to
what institutions should control knowledge and authority, that is,
how it is to be decided which institutions deem certain contentious
issues to be:
negotiable (resolutionary) -capable of being worked out
consensually through compromise, or
non-negotiable (revolutionary) - calling for the imposition
of forced settlements by predominating institutions in order to
reach outcomes deemed by them to be most workable. (Lederach: 1996)
Alternative Dispute Resolution - is now promoted and applied
through formal Western institutions, such as the Courts. It holds
the promise of a more integrated consensual process to allow for new
possibilities to deal with social and environmental disagreement and
change, when groups look for compromise. However, there is still
potential for conflict to persist if the process is biased
toward the goal of incorporating settlements within the framework of
existing laws, rules or policies. If the underlying incompatibility
is about values or needs through which groups maintain identity and
a sense of security and belonging, rather than particular interests,
they may not believe that the existing state of affairs should be
maintained. Formal processes, (such as legal processes) may not
necessarily be capable of re-shaping present and ongoing
relationships and future possibilities. Legal determinations or
political regulations may not translate into efficient, integrated
and stable outcomes in practice. (Susskind: 1987)
Conflict Resolution - is the study of processes promoting
adjustments and shifts in perceptual patterns than can better
accommodate and deal with incompatabilities. Curle suggests that
outcomes of decision-making to resolve a conflict need to bring
about ‘psychological’ settlements as well as ‘material’
settlements. This can be compared to settlements that are forced or
imposed by one party over others in order to address incompatible
interests. When settlements are imposed, it is more likely that some
parties will feel that what is occurring is a conflict rather than a
dispute. The imposition can bring into question taken-for granted
understandings operating within existing institutional and social
norms of some of the groups involved. In other words, there is not
only a need for the resolution of substantive problems, that is,
interests, but there is the further issue that groups disagree
about what should be the appropriate mechanism through which
mutual agreed settlements might be legitimated. (Burton: 1996)
When one group attempts to settle incompatibilities by imposing a
pre-determined institutional decision-making process which already
assumes it is the right means according to past precedents,
the conflict is about the legitimacy of the mechanisms through which
issues can be addressed. Conflict Resolution relates to the study of
interventions, primarily in negotiations, whereby parties themselves
are assisted to analyse the sources of the incompatabilities which
have created the need to review problems and how they might be
settled. If incompatabilities signify a conflict, facilitators can
assist the parties to develop their analytical capacities and
consider what type of process could be instituted to re-frame it so
that its meaning can be expressed systematically and its elements
analysed, as part of the process.
Conflict Resolution focuses on building capacity for consensual
decision-making in situations where protagonists have at least some clear
sense of the actual incompatibilities in their interests and their
goals. Conflict Resolution works best when the parties have
some relatively straightforward vision of what they hope to
achieve and at least believe they understand each other’s ways of
framing the issues at stake. Their primary need may be to
re-formulate the decision-making process, and build up new
communication skills through which to concertedly work through their
incompatibilities. Thus Conflict Resolution supports parties to
formulate a resolutionary process, but one that takes account
of more than immediately apparent factors.
Conflict Transformation - is the study of scenarios where
conflicts are profoundly difficult to articulate. Conflict
Transformation recognises that in circumstances where conflicts are
complex, protracted and deep-seated groups can face significant
difficulty just finding the means to define the differences in their
interests or their values, and thus why they may have different
goals, even though there is a call for change. The presence of a
conflict is felt, but
the conflict has not been wholly or completely articulated and is
not commonly understood by all concerned.
the parties involved perceive they do not have common values or
interests and may even hold that they are diametrically opposed.
their general goals may appear so remote from each other that
there is profound uncertainty as to which ones might ever be
achieved and how that might happen.
A fundamental issue, therefore, is that where conflicts are
deep-seated and protracted there is no clear vision by the
parties themselves of what they can actually hope, or believe is
possible, to achieve. There is difficulty assessing the
actual scope of all the relevant issues at stake. They can only be
expressed in terms of how some parts of it are felt or envisaged.
Deep-seated conflicts are often unclear, uncertain, unstable,
destructive or unjust, and even if there is no overt violence taking
place, there could be structural violence operating within the
system overall. Irrespective of whether such conflicts are overt or
covert, they have the potential to irreversibly change or undermine
an existing state of affairs.
Seriously polarized conflicts give rise to new questionings about
self identity and community identity, and are often accompanied by
the formulation of stereotypical images, all of which tend to
dominate party’s perceptions of other parties. These ideas surface
when a social entity, such as a nation-state, or an indigenous
group, is experiencing profound social change or is experiencing a
crisis of legitimacy, such as a confrontational challenge, a civil
war, or an eco-catastrophe. (Lederach: 1996) In more developed
states, this type of conflict can also be felt as an overall
realisation that the present state of affairs is unsustainable but
that no one institutional process can provide mutually-acceptable
solutions. There are a range of competing values, interests and
goals amongst different sectoral groups, and the ongoing impasse
reflects an incapacity for the different sectoral groups to work
concertedly toward creating outcomes which would be commonly
satisfactory and sustainable. (Susskind & Cruikshank: 1987)
The possibility of transformation of conflict centres around the
development of better understandings of the core elements that have
led to present circumstances. The prescriptive direction for
developing this understanding has two fundamental goals.
The parties’ development of a more precise definition of the
situation, scoped broadly enough so that it can have meaning for the
protagonists themselves, prompting a more precise general overall
understanding of the conflict.
The second is to promote, through intervention, opportunities to
consider putting in place new patterns of behaviour, channelled
toward more constructive expressions of values, interests and goals.
Generally, Conflict Transformation suggests that in these complex
conflicts, there are three key functional stages:
education applied in its broadest sense, the development of
conscious awareness of ideas about social change at personal and
social levels.
an advocacy role to heighten awareness of what the conflict is
about, and ultimately
mediation or negotiation. (Curle: 1971, Lederach: 1996)
When conflicts entail characteristics which suggest the need for
processes of Conflict Transformation, it is unlikely that groups
will see the solutions emerging only through interventionist resolutionary
processes in order to deal with particular aspects of their
incompatabilities. In fact they could feel anxious that a
resolutionary process would only tinker at the edges, and not
address the core underlying causes of the conflict. Efforts to
resolve only certain parts without giving a clear articulation to
other deep-seated issues that are relevant within the overall
context could be perceived to be an exercise of co-optation. The
primary objective might not be to moderate the conflict, but to
maintain the confrontation and ‘sharpen’ the conflict through
the accumulation of support for more revolutionary
strategies. A resolutionary process could fall short of being
able to wholly describe or address the ongoing nature of protracted,
deep-seated problems which threaten to erode independence, security,
freedom or well-being, such as
the erosion or destruction of a physical environment, or
the erosion or destruction of a social and cultural system.
SUSTAINABLE PROCESSES AND SUSTAINABLE OUTCOMES
My PhD thesis is making a comparative analysis of the way
different interventionist theories promote capacity to assist in
dealing with incompatabilities that can be simultaneously occurring
at different scales of social interaction, and their general
applicability for:
assisting parties with problem-identification
assisting parties with problem-solving.
The comparative analysis identifies the common features and the
distinctive features of interventionist practices, and how
facilitation can be most meaningful and effective for different
types of incompatabilities occurring at varying scales.
TRAINING FOR INTERMEDIARIES TO FOSTER SUSTAINABILITY
I argue that training for intermediaries, whether in Australia or
elsewhere in the world, needs to be developed holistically, taking
account of knowledge derived from the broader theoretical field of
enquiry about conflict. This type of training would enhance
practitioners’ capacity to recognise and give a clear articulation
of what is occurring in given contexts where disputes or conflicts
can arise, and in turn be able to articulate how intervenors can
fulfil meaningful roles. For this to happen, there needs to be both academic
capacity and practical capacity which inform each other,
in order to review the relevance and usefulness of the way
parties are framing their issues in a given set of circumstances. In
circumstances where it is recognised that traditional third party
adjudicatory processes would not completely fulfil an appropriate
purpose because there is a need to consider how the actual
decision-making process might change present circumstances,
interventionist practices need to develop capacity to be both:
descriptive of the dynamics of a conflict, giving explicit
recognition to the characteristics as they operate systematically
within conflicts generally and within the context of a specific
conflict.
prescriptive of an overall purpose of building up means to
promote cooperation over conflict, or co-existence over dominance
relationships, and lessen the need for force or violence which have
become inherent in certain relationships. This aspect is to
encourage consideration of optional responses in order to work
through hindrances to the maintenance of common well-being and
community. (Lederach: 1996)
To some extent, an analogy can be drawn between academic studies
that contribute toward legitimating the role of medical intervention
to overcome poor health, and studies that contribute to a more
commonly agreed general understanding of the unhealthy functioning
of social systems and interventionist roles to avert, contain or
resolve violent conflict. The descriptive component of both medical
science and conflict analysis promotes a more universally
recognisable terminology, which enhances the likelihood that derived
knowledge drawn from practical experience being abstracted and made
replicable. Thus academic capacity provides a basis for
consolidating knowledge and evaluating the effectiveness of
prescribed treatments through further ongoing analysis. Both
analytical and practical components are recognised as contributing
to a potential common benefit of the research, and the likelihood
that it will ultimately improve the means by which people maintain
or regain the benefits of good health. Peace researchers, such as
Johan Galtung, tend to consider that violent conflict can be treated
as a symptom of the ‘poor health’ of a social system. This is
reflected in his definition of violence: “Violence is present when
human beings are being influenced so that their actual somatic and
mental realizations are below their potential realizations”.
(Galtung: 1995) Analysis of the causes of violent conflict and
analysis of practical interventions offered to assist groups to work
through their incompatabilities, can from this perspective be
appreciated as applying the same basic principles as those applied
in medical science, even though they are meaningful at a different
scale of analysis. Research about the role of intervention in
conflicts is legitimated by suggesting that its analytical and
practical components have the potential to fulfil a role that is
commonly beneficial, because knowledge generated from particular
episodes where conflict has or could precipitate violence can be
abstracted and made replicable to improve the means by which people
can maintain or regain healthy and sustainable communities.
I am considering what creates the constraints on the concerted
development of a more holistic appraisal of interventionist
approaches, in order that practitioners have a sounder basis for
both academically and practically identifying types of intervention
that could be attempted to best effect in different contexts. I
frame this issue as problematic because there is significant
indication that precedents from the past will become increasingly
inadequate for instituting sustainable processes or for judging
whether process settlements are likely to lead toward the
realisation of sustainable futures.
My analysis suggests that prospective practitioners have limited
opportunity to develop training and skills which would allow them to
take account of different theoretical approaches. Without this
development of academic capacity, there are serious limitations on
the
capacity of intermediaries to offer the most appropriate
facilitative support to contending groups for a range of purposes,
capacity of intermediaries to clearly articulate the role and
function they can serve or have served in different contexts and at
different scales,
capacity to articulate the extent to which an instituted process
can fulfil particular purposes, and whether a different process
might be warranted to deal with some or all of the entailed issues,
capacity to increase the synchrony between theory and practice
and thereby enhance the generation of replicable knowledge for
describing and discerning the difference between alternative
intermediary functions,
potential capacity to increase the applicability and legitimacy
of intermediary roles in a wider range of contexts.
One of the most important distinctions will inevitably be whether
what is occurring is a dispute or a conflict. Conflict Resolution
and Conflict Transformation theories recognise that there will
be virtually no precedent for capturing a sense of
underlying issues if a conflict relates to a fundamental incompatibility
about what should be the appropriate mechanism through which
mutually agreed settlements might be legitimated. If what is
occurring is a conflict, the parties themselves may need to become
involved in a more complex preliminary analytical evaluation and
contribute toward:
defining the scope of the conflict needing resolution,
formulating the process, or at least evaluating its capacity to
represent their values and interests to others,
develop a common identification of conflicts of interest
develop a common understanding of the scope of interests that can
be settled
develop a common understanding of what cannot be resolved, and
give this clear and constructive articulation in order that it is
apparent that certain issues are unresolved and need further
consideration.
Therefore, my thesis considers what type of training is missing
and how it could be developed, both for:
practitioners who might engage in interventionist mediation or
negotiation, or
self-help programs for groups who will be engaging in a
negotiated or mediated process.
Examining what training is presently available serves as my
starting point for evaluating whether practitioners or groups
themselves have opportunity for developing and enhancing their
capacities. My thesis examines where practitioners are presently
deriving their skills, and what other academic developments could be
made available to provide resources, in order to take advantage of a
broader range of theoretical constructs.
DISCIPLINES THROUGH WHICH INTERVENTIONIST CONFLICT THEORY IS
OFFERED
My line of enquiry examines the issue that many practitioners
derive their training in intermediary skills primarily as an adjunct
to other professional developments in disciplines such as social
psychology, social work or law. I examine how training offered to
practitioners is different if it is:
an adjunct area of study within normative social sciences
training offered by institutions dedicated wholly to the study of
means to facilitate with the resolution of conflict.
I consider the extent to which different bases of training
achieve an appropriate breadth of understanding so that
practitioners have a capacity to fulfil effective intermediary roles
under different circumstances. Most particularly, it examines
whether training supports them to fulfil an intermediary function in
circumstances where there is contention about what constitutes an
appropriate decision-making mechanism. I consider, with regard to
the Australian experience, whether national training programs have a
bias which pre-supposes that most circumstances will call for a
dispute resolution process and not a conflict resolution process.
This question is significant for considering the extent to which
those who control knowledge and authority in existing institutions
are realistically preparing for the inevitable changes that will
arise as communities increasingly will have to contend with
sustainability issues, where there will be a need to address both
short term and long term sustainable futures.
I argue that a more holistic approach to interventionist training
is required to consider how and when new mechanisms can be developed
in preparation for future complex decision-making. I assert that ADR
training on its own is unlikely to support the necessary ongoing academic
capacity and practical capacity to assist communities to
maintain or regain sustainable social interactions in circumstances
which suggest that certain processes are unsustainable and drastic
changes are called for. There does not appear to be a strong focus
on developing new institutional capacities anticipating the
likelihood that sustainable outcomes may not be actualised simply
through top-down management strategies. Unprecedented situations are
likely to arise which can represent a threat or challenge to the
capacities of existing institutions, thus indicating a need to treat
certain issues as potential conflicts, rather than disputes.
WHY MORE HOLISTIC STUDIES OF INTERVENTIONIST CONFLICT THEORIES
WILL BECOME INCREASINGLY IMPORTANT
If confrontations signify a trend toward challenging existing
institutional processes, the issue is whether sought outcomes will
be decided through resolutionary or revolutionary
means. It is my assertion that the better, healthier choice is to be
pro-active in an effort to promote resolutionary means over
revolutionary means, given the spiralling costs in human suffering
and environmental damage that have the potential to develop when
civil confrontations become violent or unstable.
Practitioners being offered training covering the principles
appropriate for Alternative Dispute Resolution may not be being
provided with training which sufficiently prepares them for
facilitating with both current and future conflicts that confront
and challenge existing practices or decision-making mechanisms, and
thus the effectiveness of their role may be undermined. I argue that
a broader theoretical approach to training for intervention is
important in order that practitioners:
do not attempt to facilitate decision-making processes that are
self-defeating because they are inappropriate for the circumstances,
can clearly articulate the scope of interests that are being
considered in the process,
can clearly articulate the range of issues that can be resolved
in the process, and
can also clearly articulate whether certain issues are not
resolvable in a process, and where that leaves the parties in terms
of short-term and long-term resolutionary stages, and the scale of
interaction that may need to be taken into consideration for further
stages to be actualised.
A more complete and concerted understanding of different
interventionist theories could provide practitioners with skills to
authoritatively suggest why a dispute resolution process may not be
entirely appropriate or effective in a particular context, or at
least allow practitioners to clearly articulate whether a certain
process will leave unaddressed certain elements of a more protracted
and deep-seated conflict. I suggest that a broader theoretical
understanding would provide prospective practitioners with a greater
capacity to legitimately assert what might be required to promote a
further significant reduction of negative outcomes of conflict, such
as injustice or violence directed against people or the environments
which support them.
BACKGROUND TO MY INTEREST IN THE RELATIONSHIP BETWEEN
NEGOTIATED SETTLEMENTS AND SUSTAINABLE FUTURES
The dissertation for my M.Litt. (Peace Studies) traced how
destructive social and environmental outcomes emerged from mining
projects in Papua New Guinea, particularly Bougainville and Ok Tedi.
I drew comparisons between the development of the initial agreements
to mine, and the subsequent conflicts and outcomes when it was
evident that the initial agreements were unsustainable. I could not
identify research being undertaken which considered applying
Conflict Resolution theory to identify how the flaws in the
initial agreements had cumulatively allowed severe and destructive
impacts to develop.
In my current research, a goal is to give further consideration
to the application of conflict theory to assess the effectiveness of
the processes through which initial agreements were devised for
dealing with anticipated change to physical and/or social
environments. My current research explores how theory relating to
interventionist and intermediary practices could, from derived
knowledge, identify a more holistic approach to negotiation
processes, and be better placed to suggest what resources could
ultimately assist those planning for significant change in the use
of land and resources, or rectification of negative social and
environmental outcomes that were not anticipated or factored into
the initial agreements.
While one primary line of my enquiry in my research is to
consider how a broader theoretical approach to the development of
intervention supporting consensual, resolutionary decision-making is
necessary as a basis for training and skills development for practitioners
fulfilling intermediary roles, it also explores how a more
consolidated approach can similarly be the basis for developing awareness-building
programs which can be offered directly to prospective parties
who are preparing to engage in negotiation. By drawing from
theory concerned with the characteristics of consensual
decision-making processes, I offer reasons as to why, when and how
community self-help programs could assist parties to reflect about
their own interactive skills and capacities once there is engagement
in negotiations, reflect about how they might contribute to
formulating and participating in a decision-making process, and
consider how relevant issues and ideas can be most constructively
presented and worked through. This type of pre-negotiation
awareness-building would not only assist groups with their own
preparation, but could also assist them to discern the capability of
intermediaries assigned to formulate and facilitate an appropriate
decision-making mechanism. As far as possible, the programs would be
seeking to assist parties to reflect on how to avert the development
or escalation of violent and destructive conflict.
LINKING A BROADER APPROACH TO FACILITATED CONSENSUAL
DECISION-MAKING WITH THE CONCEPT OF SUSTAINABILITY
One overall goal of my academic project is to explicitly
demonstrate that Conflict Studies warrant a closer association with
the research agenda of Sustainability. I suggest that there
are two broad outcomes of decision-making that need to be appraised
in relation to one another because they both have a direct bearing
on, and can signify whether, settlements are sustainable or
unsustainable. A conflict can signify a fundamental incapacity to
deal with:
unmet human needs, which can be articulated as injustices and
misfortunes that severely limit people’s life chances as a result
of decisions for people to act, or not to act, in a particular way
toward others, and
environmental change which is perceived to be negative, often
expressed as relating to practices that are deemed to be
environmentally or in some other way unsustainable.
If these are features of a conflict, there is a likelihood that
the facilitator’s or the intermediary’s role needs to be
recognised as legitimate by all the parties concerned. One way of
achieving this legitimacy is to verify that practitioners have the
necessary broad understanding of theory about intervention, capable
of understanding and dealing with both disputes and conflicts. This
would be necessary to:
identify and constructively acknowledge the realities of
disparities of power that have the capacity to maintain violent
or unsustainable practices.
practically contribute by assisting parties to respond
constructively when circumstances hold promise of problem-solving
through consensus.
assist parties to verify, through a commonly understood
analytical appraisal of a prospective process, whether it will allow
parties equal bargaining power.
THE RELEVANCE OF COMPARING INTERVENTIONIST THEORIES TO THE CASE
STUDY IN MY THESIS
Last year, as part of my research project, I participated in, and
reported on, a four-month consultative process whereby
representatives from all native title claimant groups throughout
South Australia were asked to consider negotiating with the SA
Government, the SA Chamber of Mines and Energy, and the SA Farmers
Federation to devise a statewide Indigenous Land Use Agreement as a
basis for integrated working relationships. Claimants have expressed
their willingness to proceed with the negotiations which will have
to deal with a wide range of potentially conflicting interests in
land and natural resources. I suggest that part of the preparation
should be a broad exploration of theory relevant for consensual
decision-making in order to critically examine and fully understand
the scale and the context of issues needing resolution. One of the
recommendations in my report was that a survey be conducted amongst
stakeholder groups to determine what resources they might draw from
in order to adequately structure and participate in this significant
consensual cross-cultural and cross-sectoral negotiation process.
In my thesis I consider the academic capacity and the practical
capacity developing in Australia which supports a wider
appraisal of a range of alternative consensual processes that might
be appropriate to assist through
the provision of appropriate facilitation by intermediaries, and
the actualising of parties’ own capacity to negotiate.
With respect to the case study, I consider how this potential
assistance could be relevant in terms of the prospective statewide
Indigenous Land Use Agreement negotiations, that will be seeking to
develop constructive working relationships while taking account of
potentially conflicting values, interests and goals. The focus will
be on how ‘process’ issues are being considered and given
support to be developed for this relatively unprecedented process,
so that they are as relevant as substantive issues in the
decision-making, a significant consideration in order to achieve ‘psychological’
settlements as well as ‘material’ settlements about
incompatible values, interests and goals.
The relevance of my comparative analysis of different
interventionist theories in my research project will be given
explanation in my case study, the prospective South Australian
Statewide Indigenous Land Use Agreement negotiations in which
Aboriginal native title claimants have agreed to participate. I give
this expression in terms of some problematic issues of scale that
will be significant in the negotiations. Issues relating to the
co-existence of native title rights with other rights held by the
settler population of Australia are extremely complex. There is
argument as to whether the issues are local, regional, national, or
international in scope, insofar as the issue of Aboriginal
sovereignty was not addressed by the Mabo decision of the High Court
of Australia in 1992. It did, however, give recognition within the
Australian legal system that the concept of terra nullius
(land of no-one) was a legal fiction that needed to be rectified as
far as possible within all formal processes operating within the
Commonwealth of Australia. The landmark Mabo decision precipitated
the instituting of the Native Title Act in 1993 by the Federal
Parliament. In a subsequent amendment to the Act in 1998 there is
allowance for both a court-based and a consensual process through
which recognition can be given to the rights of native title
claimants. As well as precipitating changes at the national level,
the governing bodies of each state and territory within Australia
have a role to play in determining how native title can be made
meaningful in practice.
In my thesis I frame these complex developments as stages in a
process of Conflict Transformation, legitimating the need for
review of a deep-seated conflict that was a reality but not formerly
given formal recognition. The case study represents an unprecedented
approach to negotiating about native title at a statewide level. It
will necessarily have to be a process which is both cross-cultural
and cross-sectoral, and will require the development of new
terminologies to reflect new aspirations toward social justice,
co-existence and reconciliation, and Aboriginal inclusion in
decision-making about natural resource management. South Australia
is contending with many serious land management issues, one example
being the need for South Australia to have involvement with the
concerted management of the Murray-Darling water and salinity
issues.
I suggest that there is potential for any such complex
negotiation process to be self-defeating if it pushes for the
premature reduction of confrontation about certain incompatabilities
that are beyond the scope of that particular process to address at
state level, even though it has the potential to achieve
constructive decision-making which ‘interfaces’ between the
level of the state and the local level which is meaningful for
native title claimants.
LIMITATIONS OF NORMATIVE SOCIAL SCIENCES FOR DEVELOPING
SUSTAINABLE CONSENSUAL DECISION-MAKING PROCESSES
I suggest that research about Sustainability is constrained if it
focuses solely on normative social science approaches. It is my
assertion that they can limit consideration about the means for
dealing with ideas about future cooperation and conflict. This can
be illustrated by drawing a distinction between:
Realist approaches to competition and cooperation, which
attempt to comprehend the way things actually appear to be.
Theory is structured primarily to comprehend political realities
that bring influence to bear at local, national and international
levels. Conflict and cooperation in this approach are closely linked
with the concept of self-interest, tending toward the assumption
that conflict can be explained primarily in terms of objective
considerations, that is, it is capable of being analysed in terms of
knowable facts, the interests of the actors involved.
Power is taken to be a signficant arbiter through which to deal
with divergent or incompatible interests, and the primary form of
response to deal with conflict is for parties to apply coercive
power and seek restoration of the status quo through containment and
control. The role of intervention is to minimise the worst excesses
of conflict through settlement strategies, which bring the
prospect of new agreements about the distribution of resources.
Excessive forms of competition (which at worst can be signified by
war or violent oppression) are, according to a Hobbesian view of
International Relations, attributed to an inherent aggressiveness in
human nature. The most effective means to modify excesses within the
structure, and bring a situation back toward some generally-accepted
equilibrium or status quo, is taken to be some form of intervention
which focuses strongly on reviewing the divergent interests of
those involved in the conflict. Realist perspectives focus on
dynamics that can be explained primarily in terms of entities similar
to each other, such as nation-states within the world system.
Idealist approaches, such as peace and conflict research
tend to also speculate about what things should or could
become. The focus is on what might otherwise be possible besides
recurrence and repetition. It is open to consider possibilities for
change in present and future relationships and interactions between
different entities and collectivities of people through means other
than coercive force. It attempts to take account of how
collectivities of people comprehend and work through the dynamics of
cooperation and conflict, and what may happen when groups are not
able to function in synchrony with each other. Its approach tends to
be open to the prospect of envisaging change in how systems might
work and function together. It suggests that this can be qualitative
evaluated and measured in terms of the degree to which there is harmony
of interest in social interactions, and disharmony of
interest is reflected in the degree to which there is actual or
latent violence inherent in relationships within the system overall.
Violence is defined in terms of immediately apparent physical
violence, but also in terms of structural violence operating within
the system. It can encompass violence as it applies to people, but
as well needs to take account of violations which threaten the
sustainability of ecosystems that support all life.
Idealist approaches challenge the notion that the global issues
can be fully or accurately represented simply in terms of the
present international system, which focuses predominantly on relationships
within and between nation-states. Its approaches attempt to
deal theoretically with ideas about both conflict and cooperation as
they occur at different scales and in different situations. It is
therefore not limited to considering relationships and channels of
communication between entities that are similar to each other.
It is equally concerned to consider relationships between entities
that are dissimilar to one another, in both structure and
scale. This moves the enquiry beyond identifying whether coercive
power is the only arbiter in relationships. Its theoretical
constructs conceive of social activity at varying scales as a unity
of interacting parts within a global social system. It maintains a
commitment to diversity and seeks to reflect an underlying principle
that existing moral, intellectual and communal boundaries are
inevitably candidates for review, modification, and possibly
dissolution, in the search for a world better able to promote
well-being, sustainability and the fulfillment of basic human needs.
In this respect, its primary focus is on how conflict can be
developed as an agent for social learning, through constructive
confrontation rather than violent confrontation. Idealist approaches
also differ from a Marxist structural approach, on the assumption
that seeking to address injustice or domination through violent
revolution maintains a focus on coercive power as the arbiter for
dealing with divergent or incompatible interests, thus there is
still the potential to simply substitute one form of structural
violence for another rather than bringing about social
transformation. Idealist approaches consider alternatives to unjust
situations by promoting a greater clarity about the way people
interpret problematic interactions, and means for developing a
mutually-acceptable analytical processes through which to explore
the needs and interest of divergent groups, and how it might be
possible to approach them as a common concern.
In my thesis I examine which disciplines in Australia have
attempted to promote facilitation and intervention within
decision-making processes that are dealing with change, both to
rectify past mistakes or misunderstandings, or to undertake new
ventures in a more sustainable way, equally applicable in the areas
of social justice and natural resource management. I
suggest that these issues can both be broadly accommodated within
the research agenda of Sustainability, insofar as it focuses on
aspirations toward an integrated, sustainable future for the
community-at-large of the world.
There is little to suggest that there is interest in Australia
toward the development of a specific discipline whose studies are
dedicated to appraising different theoretical approaches to
intervention in disputes or conflicts. Resolutionary theories can,
however, be seen to be sub-categories within ‘conventional’
disciplines such as law, politics, social policy, psychology, social
work, human geography and others. My project in one respect sets out
to ask why the study of conflict has not received specific
recognition in Australian teaching institutions, or why the study of
conflict tends to fall outside of what is considered to be a ‘normal’
component of human interaction. I attempt to articulate why the
study of conflict and cooperation can be constrained from developing
its own meaningful ‘criteria of success’ if investment within
this area of research is undertaken only within conventional
normative social science disciplines. I suggest that it could only
be fostered meaningfully if it is part of the research agenda of
Sustainability, given that it is a field of study which, by its very
definition, asserts it has a continuing project to make qualitative
evaluations about the possibilities of change and consider how a state
of affairs appears to be, but also what it might become in
the future. All studies undertaken to consider issues of
Sustainability will be dealing with this fundamental conflict, and
thus they represent a potential source of replicable knowledge
derived from a range of different contexts where circumstances have
or might involve signficant change. In these cases conflict studies
can maintain a continuing relevance and be both descriptive and
prescriptive of how Sustainability is being promoted.
From my research, I am drawing the conclusion that Conflict
Studies are limited in Australia, and treated peripherally within
formal institutions, compared to the way they are developing in some
other Western societies. Academic institutions derive support on the
broad assumption that they serve the status quo. Considering and
promoting new directions of change is generally geared toward
gradual reform. However, this leaves aside the more radical
considerations about what might in the future threaten the existing
status quo if the attempts at gradual reform reach an impasse and
circumstances are not reformed but move further along an
unsustainable path or direction. I conclude that in Australia, study
about Conflict is disparate and piecemeal, distanced as ‘unconventional’
on the assumption that it represents ‘abnormality’ as defined
within taken-for-granted predominant paradigms. It reflects that
historically conflict has not been an overt issue in Australia, but
something that has generally been satisfactorily ‘managed’ or
‘contained’ by the settler population.
However, given the complexity of the modern globalised system,
and the speed at which changes can occur which place new demands on
existing formal structures, I consider that there is an urgent need
to put in place within academic institutions capacity-building to
contend with change. Conflict precipitates change, and change can
precipitate conflict which is often unprecedented, and therefore
carries the risk of unpredictable social instability and spiralling
violence. In this respect, I assert that there is a need to
recognise conflict as a ‘normal’ and ever-present social
phenomenon which can arise whenever individuals or groups experience
dissatisfaction with a situation and see the need for change but
disagree about how that should come about.
My thesis suggests that there are strong reasons for the more
concerted development of Conflict Studies, so that as a subject of
research, it can be treated as both a catalyst for learning and a
catalyst for change in a wide range of social interactions. Limiting
the academic study of conflict to seek strategies that deal with
conflict by suppressing potential processes of change also suppress
opportunities for new learning.
Bibliography
Burton, John (1996) Conflict Resolution: Its Language and
Processes, The Scarecrow Press, London.
Curle, A. (1971) Making Peace, Tavistock Publications,
London
Galtung, J. (1995) ‘Violence, Peace and Peace Research’, in
Salla, M., Tonetto, W. and Martinez, E. (Eds) Essays on Peace,
Central Queensland University Press, Rockhampton.
International Alert (1998) Online Resource Pack for
Conflict Transformation: A collection of materials for trainers,
trainees, facilitators and others interested in transforming violent
conflict.
Lederach, J.P. (1996) Preparing for Peace: Conflict
Transformation Across Cultures, Syracuse University Press, New
York
Schellenberg, J.A. (1996) Conflict Resolution: Theory,
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Albany
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Inc. USA |